iowa attorney discipline cases

Christopher A. Clausen of Moothart & Clausen Law Office, Ames, for respondent. The stipulation acknowledged Gailey did not ask Dawn to lie or change her testimony. See Iowa Ct. R. 35.12(3). Gailey, 790 N.W.2d at 806. Iowa Courts. While both the Boone County case and the first Polk County case were still outstanding and unresolved, Johnson was pulled over on September 4 for a traffic stop on Raccoon River Drive in Dallas County. You should contact your local bar association to determine if it has a committee to which your fee dispute may be submitted. We have defined conduct prejudicial to the administration of justice to be acts that hamper "`the efficient and proper operation of the courts or of ancillary systems upon which the courts rely'" by violating the well-understood norms and conventions of the practice of law. 1983 vp Violation of Due Process and Equal Protection. We also recognize in the case of expert witnesses, experts should receive reasonable compensation from an attorney for the expert's time in preparing and testifying at trial. Our prior rule stated: Iowa Code of Prof'l Responsibility DR 7-104(A)(1). We review lawyer disciplinary proceedings de novo. The Board is not a collection agency. The disciplinary case marks the second time Fisher has been accused of ethics violations. Contact. See Iowa Sup. A few weeks thereafter, on March 18, a bench warrant was issued in the Dallas County case when Johnson failed to appear for a pretrial conference. Leitner filed 11 near-identical lawsuits in May 2022 accusing the defendants of making unspecified defamatory statements about McFadden. Denis requested Gailey deliver the letter to Dawn and speak with Dawn face to face on his behalf regarding her potential testimony in the criminal action. Resolve claims of ineffective assistance of counsel or violation of constitutional rights in a criminal proceeding. For all these reasons, we find that Johnson violated rule 32:8.4(b). All justices concur except CADY, J., who takes no part. v. Newport, 955 N.W.2d 176, 184 (Iowa 2021) (quoting Iowa Sup. v. McCarthy, 814 N.W.2d 596, 601 (Iowa 2012). Our stories may be republished online or in print under Creative Commons license CC BY-NC-ND 4.0. Therefore, we find the facts from the stipulation of facts. {{ ! misconduct by a convincing preponderance of the evidence." Iowa Sup. A complaint form may be obtained here or by contacting the Board by telephone at 515-348-4680. Finally, if we find a violation, we will determine the appropriate sanction. Counsel represented her in the dissolution matter. A lawyer might handle a matter in a way that is inadequate but not unethical. Lynne Harriet Stewart, 77, was found Jan. 21, 2022, unresponsive and with "ice freezing on her" outside the memory care unit where she lived: Courtyard Estates at Hawthorne Crossing. In 2018, attorney Allan M. Richards of Tama, who handles high-profile murder cases, applied for appointment to the Iowa Supreme Court. A secretary who answered the phone at his former law office in January said that OBrien was retired and no longer practicing law. at 88081 (We have held that under our code of professional responsibility, attorneys have special responsibilities to refrain from drug possession and possession of drug paraphernalia.). In light of all of the foregoing, we conclude Johnson's license should be suspended with no possibility of reinstatement for one year. xZn8}7@,7"E;4jm! People always change their story just a little bit and it allows for some chance in the situation." The commission also reviewed Firshers handling of a parental-rights case in which Fishers client paid him an $800 retainer. The commission recommended that Johnson's disciplinary suspension should commence only after his disability suspension is lifted. ^H;KGrQbEjxod)}/>J Applying these principles to a disciplinary case, we will rely on the stipulation to determine the facts in issue. Case No. Within two weeks, he left the program by departing the facility on foot. See id. Remarkably, two of the sanctioned attorneys were admitted in 2017. Complaints about lawyers not paying bills are resolved in the courts of Iowa. Fisher publicly responded to the negative review, stating: You havent paid me in over six months. 19-0985. You will now be taken from the global Dentons website to the $redirectingsite website. Please try again. The second is the Grievance Commission. The attorney repeatedly violated criminal laws prohibiting possession of controlled substances, operating while intoxicated (OWI), and driving while under revocation. by Clark Kauffman, Iowa Capital Dispatch May 31, 2021. A trial information was filed in Dallas County charging Johnson with possession of methamphetamine, possession of oxycodone, and driving while revoked (the Dallas County case). $|oxr," !A 1. Courts exist to impartially resolve disputes and interpret questions of law brought to the courts in the form of cases. Gailey's conduct goes well beyond reimbursement for expenses, reimbursement for time lost from employment, and expert witness fees. Tara van Brederode and Allison Anne Schmidt, Des Moines, for complainant. 124.401(5) (2021). This resulted in the attorney's arrest, revocation of his parole, and a conviction for third-degree harassment. See id. Clarity provides guidance on this point. at 78. The First Polk County Case. Assistant Attorney General, Hoover State Office Building 2nd Floor, Iowa 3 Attorney General's Office, 1305 E. Walnut St., Des Moines, Iowa 50319; or via email to katie.carl@ag.iowa.gov. In accordance with Iowa Code 21.5(1)(a) & (d) and 272C.6(4), the Board will go into closed session to review or discuss records which are required or authorized by state or federal law to be kept confidential, or pending licensee discipline cases and investigations, including any cases ready for final resolution through closure or consent . Attorneys cannot ignore a ruling of a tribunal made in the course of a proceeding. It was only when she called again in late March that she was told the investigation had been completed, and she had been fired. Court filings show attorneys for plaintiffs repeatedly asked Leitner to identify the offending statements and explain his allegation that the defendants acted "in concert." v. Clarity, 838 N.W.2d 648, 662 (Iowa 2013). The Polk County District Court ordered that Johnson remain in jail until a bed opened up in the Bridges of Iowa residential treatment program. The attorney there had at least a decade-long substance abuse problem. A complaint form (available below). Johnson was only convicted once of driving while under revocation, but the stipulated record indicates that he did so on three occasions. On review of the report of the Iowa Supreme Court Grievance Commission. We also find those precedents to be relevant. Johnson must also meet all requirements for the lifting of his disability suspension. Four months after taking the case, Fisher accepted a corporate job, and three days before a scheduled court hearing on the parental-rights issue, he told the couple he was longer practicing law. HH `hsPbj(Q6+_>0j{EY! &J(Xn+Lxv%]@ DEIJ Policy | Ethics Policy | Privacy Policy. But when an ambulance was summoned, Johnson advised that his back was starting to feel better and that he did not need medical attention. Defendant: City of Des Moines, Dana Wingert, John/Jane Doe #1 and others. Absent an objection by the board and under the condition that Gailey has paid all costs assessed under rule 35.26, we shall reinstate Gailey's license to practice law on the day after the sixty-day suspension period expires. <> Therefore, we find Gailey violated rule 32:8.4(b). This suspension applies to all facets of the practice of law. Free and independent journalism is what keeps our public servants accountable and responsive to the people. While the Boone County case was still pending, on August 1, Johnson's vehicle was stopped while speeding on Iowa Highway 5 in Polk County. Sarah has a broad range of clients including insurance companies, banks and financial institutions, commercial property owners, individual property owners, product designers and manufacturers, and employers. 124.401(5). of Prof'l Ethics Conduct v. Honken, 688 N.W.2d 812, 820 (Iowa 2004) (alteration in original) (quoting Comm. In addition, he had previously received a public reprimand for an OWI conviction and a three-month suspension for an OWI second conviction and intemperate statements about the sentencing judge. IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD, Complainant, v. Wesley Alan JOHNSON, Respondent. In deciding to recommend a one-year license suspension for attorney Scott D. Fisher of Waukee, the Grievance Commission of the Supreme Court of Iowa cited the sheer number of ethical violations and the number of clients adversely affected by Fishers alleged conduct: Sixteen separate ethics rules were allegedly violated, involving a total of 28 individual violations effecting five separate clients. Id. commit a criminal act that reflects adversely on the lawyer's honesty, trustworthiness, or fitness as a lawyer in other respects." Oxley, J., delivered the opinion of the court, in which all justices joined. On September 19, 2022, we approved an amendment to rule 34:23(1) providing that [t]he suspension period will start ten days from the date of the order unless the order states otherwise. Thus, Johnson's suspension will commence ten days from the date of this decision. Cause Of Action: 42 U.S.C. She was told that the law firm needed her. For a criminal act to constitute a violation of rule 32:8.4(b). Many problems can be prevented if you know what to expect from lawyers and how to deal with lawyers. The Iowa Supreme Court Attorney Disciplinary Board ("ADB" or "Board") is authorized and created by the Iowa Supreme Court in Court Rule 34.6. Ct. Att'y Disciplinary Bd. Forkpa told inspectors she spent the entire overnight shift monitoring another patient who was trying to leave and that "it slipped my mind to do safety checks" on Forkpa's hallway, although inspectors noted video footage appeared to contradict Forkpa's description of how she'd spent her shift. Board has authority to take disciplinary action against you under Iowa Code Chapters 17A, 147, 148, and 272C, and Iowa Administrative Code rule 653 - 25.25. . He also lied to the court repeatedly about his client's child support payments and scheduling court hearings. FindLaw.com Free, trusted legal information for consumers and legal professionals, SuperLawyers.com Directory of U.S. attorneys with the exclusive Super Lawyers rating, Abogado.com The #1 Spanish-language legal website for consumers, LawInfo.com Nationwide attorney directory and legal consumer resources. According to a subsequent report by state inspectors, which resulted in a $10,000 fine, employees were aware that Stewart, a longtime resident, had a history of packing up her room and attempting to leave the facility. Though county attorneys and other prosecutors are bound by ethics rules, their discretion whether or not to initiate a criminal prosecution is seldom a basis for a complaint of ethical misconduct. A longtime Iowa attorney often associated with embattled restaurateur Steve McFadden faces potential disbarment after a state commission found he violated ethical rules in several cases. Id. The discipline board first filed its complaint against Leitner in March, according to court filings. Our stories may be republished online or in print under Creative Commons license CC BY-NC-ND 4.0. Rule 32:8.4(d) provides that "[i]t is professional misconduct for a lawyer to . Contact Editor Kathie Obradovich for questions: info@iowacapitaldispatch.com. In addition, OBriens Iowa law license was already inactive, having been indefinitely suspended last June for separate violations. Iowa Capital Dispatch maintains editorial independence. We agree with the commission that a lengthy suspension is needed to protect the public. Also, when we determined the appropriate sanction in Johnson, we noted that there was no evidence presented that indicated Johnson neglected or injured any of his clients by his drinking. 774 N.W.2d at 500. Ct. Att'y Disciplinary Bd. Graen's Mens Wear, Inc., 329 N.W.2d at 299. Iowa Capital Dispatch is part of States Newsroom, a network of news bureaus supported by grants and a coalition of donors as a 501c(3) public charity. In addition, the Iowa Supreme Court has twice suspended OBriens license in the past and OBrien has been disbarred in the state of Nebraska. OBrien also failed to respond to the Attorney Disciplinary Boards inquiries about the case and failed to appear when the board brought the case before the Grievance Commission for a hearing. All Rights Reserved. Sarah has successfully first-chaired bench and jury trials and has negotiated and mediated numerous cases. Although McFadden's cases aren't part of the Grievance Commission's case, court records show Leitner has run into difficulty there as well. Charles L. Harrington, Elizabeth E. Quinlan, and Teresa A. Vens, Des Moines, for complainant. Ct. Att'y Disciplinary Bd. Estate of Fields v. 890 N.W.2d at 652. If a client is damaged by a lawyers negligence, another lawyer should be consulted as to whether legal action should be brought in court. "While the commission panel recognizes the serious and extreme nature of revocation as a sanction to a long-standing member of the bar, it believes it is necessary to maintain the reputation of the bar, protect the public and the profession, and to deter other lawyers from committing similar misconduct," according to the commission's letter to the court. The board has the burden to prove disciplinary violations by a convincing preponderance of the evidence. On May 24, with Johnson's written consent, a temporary suspension was entered and remains in effect to this day. He was sentenced to ten days incarceration with credit for seven days served. Such a system often produces different versions of the facts in lawsuits and a certain amount of hard feelings. Download PDF. In addition, urine tests on Johnson returned positive for methamphetamine, cocaine, and opiates. Only flagrant abuses will result in discipline and usually only after a court has ruled on the matter. On the OWI count, Johnson received a one-year jail sentence with all but ten days suspended and was placed on probation for one year. In an attorney disciplinary action, the grievance commission recommends thirty-day suspension for attorney's violation of conflict of interest rules. Rule 32:8.4(a) states that "[i]t is professional misconduct for a lawyer to . Iowa Capital Dispatch is part of States Newsroom, a network of news bureaus supported by grants and a coalition of donors as a 501c(3) public charity. In determining the sanction a lawyer must face for misconduct, we have stated: Iowa Supreme Ct. Bd. The record establishes Gailey communicated with Dawn about a financial settlement in the dissolution matter at a time when she was represented by counsel. See Iowa Ct. R. 36.16(2)(3). The disciplinary and complaint process is funded by an assessment on all lawyers admitted to the practice of law in Iowa. E. Rule 32:8.4(c). We will follow our usual practice of having the disciplinary suspension begin when we issue our decision, subject to the ten-day grace period that became effective on October 1, 2022.2. v. Aeilts, Iowa Supreme Court Attorney Disciplinary Bd. imposing sixty-day suspension of license of respondent with two incidents of prior discipline for aiding and abetting client's violation of a no-contact order and offering witness an inducement to testify that is prohibited by law. Here, Gailey offered Dawn a favorable dissolution settlement as an inducement for her to testify in a certain way. State v. Vesey, 241 N.W.2d 888, 891 (Iowa 1976). David Leitner, 67, has been a licensed Iowa attorney since 1979 and has run his own West Des Moines legal practice since 1988. Pertinent considerations include the lawyer's mental state; the extent to which the act demonstrates disrespect for the law or law enforcement; the presence or absence of a victim; the extent of actual or potential injury to a victim; and the presence or absence of a pattern of criminal conduct. Iowa Supreme Court Ethics Commission Nursing board Any administrative agency Our established Des Moines law firm is well-equipped to help you pursue the most favorable outcome your case allows. endobj The procedures for investigating and evaluating ethical complaints and disciplining attorneys are not a substitute for appeal. Iowa nursing home shortage causing families to live hours apart. For subscribers: 'Call lights not being answered for hours': Iowa nursing homes can't find staff to stay open. at 8, 1415. Sarah speaks at Davis Brown client seminars and local conferences. . Iowa Code - FindLaw's hosted version of the state code of Iowa. DEIJ Policy | Ethics Policy | Privacy Policy. The court found Leitner had a conflict of interest and disqualified him from the case, but he continued representing his new clients by having them sign court filings he filed for them. At the same time, we are persuaded that a stiffer sanction should be imposed here than we imposed in Stefani, although the two cases are somewhat analogous. Click here for the Board's current informational brochure. Gailey's disrespect for a court order leads us to the conclusion that an attorney who cannot respect a lawful order of the court lacks the required fitness to practice law. Gailey contacted the county attorney and advised her that he would voluntarily surrender Denis to the authorities and arrange for Denis's bail. 749 N.W.2d 666, 669 (Iowa 2008). It is essential that the aider and abettor have knowledge of the perpetrator's criminal activity prior to its commission. Johnson admitted that he had used methamphetamine two days before and that he had been using it for approximately one year. If the high court agrees with the commission's recommendation, or even chooses to impose a shorter-term suspension of Leitner's license, it would mean he would have to step away from any pending cases, including those involving McFadden. Can you complain against the other persons lawyer? 124.401(5); id. :s@8[. Fisher has challenged the commissions recommendations, filing a motion asking the Iowa Supreme Court to set aside the commissions findings and recommendations due to a missed deadline. Due to his substance abuse and disregard of the law, Johnson was convicted in five separate criminal cases over the course of a year. The Board has prepared a booklet to help you choose and work well with a lawyer. In filing a complaint, please identify the nature of the legal matter the lawyer was handling (dissolution of marriage, criminal, personal injury, etc. McFadden was arrested again in December on new charges alleging he and a fellow bar owner used a GPS tracking device to surveil and harass a romantic partner, but Leitner is not listed as representing McFadden in those cases. Iowa Capital Dispatch maintains editorial independence. "His behavior interfering with a represented party who had been deemed incapacitated by the court is disturbing, especially his continuation of the behavior after ordered to cease by the court.". v. Aeilts, 974 N.W.2d 119, 125 (Iowa 2022). The parties to a disciplinary proceeding cannot substitute their judgment as to what conduct constitutes a violation of our ethical rules or what sanction we should impose for such a violation. A longtime Iowa attorney often associated with embattled restaurateur Steve McFadden faces potential disbarment after a state commission found he violated ethical rules in several cases.. Id. The commission was concerned by Johnson's earlier delays and resistance to treatment and was skeptical as to whether he would remain substance free in the future. Throughout the process, you can count on us to stay in close communication with you. Rule 32:8.4(b) provides that "[i]t is professional misconduct for a lawyer to . 10/21/20. holding attorney who represented his son in divorce proceedings violated rule prohibiting conduct prejudicial to the administration of justice when he aided his son in violating a no-contact order, rejecting recommended 30-day suspension and ordering 60-day suspension for offering money to a witness "as an inducement for her to testify in a certain way", suspending lawyer's license for sixty days for aiding and abetting a violation of a no-contact order between his son and his son's wife and offering her an inducement to testify in a certain way in his son's pending criminal matter, relying on cases applying prior disciplinary rule DR 7104 in interpreting its successor, rule 32:4.2, equating rule 32:4.2 with its predecessor Iowa Code of Prof'l Responsibility DR 7104, noting we treat stipulations to rule violations like settlement agreements and enforce the stipulation unless "unreasonable, against good morals, or contrary to sound public policy". Also, Johnson repeatedly used his vehicle after his driver's license had been revoked.1 He unlawfully possessed controlled substances multiple times. See id. Eventually, the attorney was sentenced in federal court on a second conviction for possession of cocaine. L. Guilty Plea in the Jasper County Case. Plaintiff: Jessica Laurie. He maintained a general practice in Ogden that included, among other things, the defense of criminal cases. We also pointed out that the attorney had delayed in seeking alcoholism treatment in violation of a court order, although by the time of the hearing he was engaged in rehabilitative efforts. Id. Thus, we find Gailey's conduct violated rule 32:8.4(d). Some problems with lawyers are properly the subject of a complaint of ethical violation to the Attorney Disciplinary Board. In addition to stipulating to Johnson's criminal convictions in the five cases, the Board and Johnson also agreed to the admission of various police reports and other exhibits from those cases. In an attorney disciplinary action, the grievance commission recommends six-month suspension for the attorney's violation of rules of professional conduct. r. 34.17(7). The judge overseeing McFadden's multiple defamation suits has scheduled a hearing to determine whether he and his attorney should be held in contempt for their conduct in those cases. Following his discharge, the attorney did not report for supervision, and a warrant was issued for his arrest. Considering Retiring From The Practice of Law? endobj Id. The Rules of Professional Conduct (located at Chapter 32 of the Iowa Court Rules) set forth numerous ethics requirements that apply to all aspects of attorneys practice, from client confidentiality to trial conduct. What are the unpredictable factors? See id. Tara van Brederode and Allison A. Schmidt, Des Moines, for complainant. Discipline of a judicial officer may include suspension without pay for a definite period of time not to exceed twelve months. Lawyers are expected to meet high professional standards set forth in rules adopted by the Iowa Supreme Court. Rule 32:3.4(b). 19-0911: State of Iowa v. Anthony Alexander Mong Filed Mar 24, 2023 View Opinion No. The Board is responsible for receiving and initiating ethics complaints against attorneys whose practice falls within the Board's jurisdiction. r. 36.24(1). Fisher is alleged to have committed 11 ethics violations with regard to his representation of Haylie Reiter in a 2016 child-custody case. See id. Co. v. Jimenez, Iowa Supreme Court Attorney Disciplinary Bd. See Iowa Sup. Daniels' attorney did not return a message seeking comment on the suit. See Iowa Sup. We have previously given attorneys a public reprimand when the attorneys communicated with an adverse party who is represented by counsel when the attorneys did not have permission from counsel to communicate with the adverse party. On our review, we agree that all of the attorney's criminal acts constitute ethical violations, and we order the attorney's license suspended with no possibility of reinstatement for one year. Id. Rule 32:4.2(a) provides: Iowa R. Prof'l Conduct 32:4.2(a). A contested case hearing shall be held in this matter before the . Dawn's attorney did not give Gailey permission to contact Dawn. On May 10, Johnson resolved the second Polk County case by pleading guilty to possession of oxycodone. 'Call lights not being answered for hours': Iowa nursing homes can't find staff to stay open, 'She was screaming in pain': Iowa nursing home cited for gangrene and death, previously told the Iowa Capital Dispatch, Your California Privacy Rights/Privacy Policy. The record also reveals that Gailey did not have the permission of Dawn's attorney when they had that conversation. Fisher was also accused of ethics violations tied to his representation of an Iowa woman in a divorce case. All rights reserved. The Iowa Supreme Court Attorney Disciplinary Board filed a complaint against Watkins on December 18, 2018. We do believe, however, Gailey's conduct went farther than just explaining the consequence of Dawn's testimony. Attorneys before the Iowa Attorney Disciplinary Board A client in an administrative proceeding related to a multi-billion-dollar government contract procurement Her wide array of litigation experience has allowed her to represent clients in administrative hearings, district court hearings and jury trials, as well as appellate proceedings. Thats why Iowa Capital Dispatch, a nonprofit, independent source for quality journalism, is working every day to keep you informed about what government officials are doing with your money, your freedom and your safety. [A]n attorney who commits a criminal act reflecting adversely on his or her fitness as a lawyer may be found to have violated rule 32:8.4(b) even if the authorities never charged the attorney with a crime. Iowa Sup. v. Cannon, 821 N.W.2d 873, 87879 (Iowa 2012) (discussing these considerations in finding that an attorney's OWI convictions violated rule 32:8.4(b)). We take note of two other precedents. Require a lawyer to return money or property to a client.

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